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Regulatory Compliance Services

Regulatory compliance and reporting needs to be viewed as a natural extension of the governance duties shouldered by top management and corporate boards. Moreover, only good governance can ensure that compliance is aligned with the company’s business objectives and risk management strategies — and is thereby adding real value (and not just cost) to the organisation. Ultimately, the goal is to ensure that the spirit of compliance — as well as the letter of the law — is embraced in every corner of the enterprise.

Constant amendments to the statutes and the strictures of law have made adherence to the various laws in force like the Companies Act, FEMA, the judicial pronouncements, Auditing and Assurance Standards, Secretarial Standards, Accounting Standards etc. more complicated and stringent. In the face of these continuous changes, we facilitate adherence to the various Regulatory Compliances required by law that affect businesses’.

  • Independent assurance of regulatory compliance and benchmarking against industry peers.
  • Assessment of your current and future regulatory risk profile and impact of new regulations.
  • Facilitation in the compliance of various Regulatory Pronouncements issued by the Institute of Chartered Accountants of India (ICAI).
  • Advising and giving opinions on the various SEBI and RBI related queries.
  • Facilitation in the compliance of various regulatory pronouncements issued by the Institute of Company Secretaries of India (ICSI) and Institute of Cost and Works Accountants of India (ICWAI).
  • Effectiveness reviews of current compliance departments.
  • Independent assurance on regulatory financial statements.
  • Developing and implementing a risk-based compliance control framework and monitoring programme.
  • Advice and assistance with regulatory relations and in meeting regulatory standards and expectations.

© 2017 Agrawal B.Kumar & Co